Estate Agent Compliance Audit

Is Your Estate Agency Compliant? Find Out with Our Free Consultation!

Whether you're an established Estate Agency in London, Hertfordshire or a growing business, being an estate agent is demanding. Juggling clients, properties, and market trends leaves little time to navigate the complexities of compliance. But staying compliant isn't optional – it's essential.

Are you confident you're meeting all regulatory requirements?
JW Risk Management's Compliance Audit for Estate Agents pinpoints your strengths and highlights areas needing improvement.

Three Steps to a Compliant Estate Agency:

Our mission is to be your trusted partner in risk management.

We achieve this by:

1. Free Consultation:
Discuss your current compliance practices and concerns with our expert advisors.
2. Comprehensive Audit:
Including a thorough review of your policies and procedures.
3. Actionable Recommendations:
Receive a detailed report outlining necessary corrective actions and support for implementation.

Book A Free Consultation

What We Review:

Our Compliance Audit for Estate Agents, based on the Money Laundering Regulations 2017, Proceeds of Crime Act, Terrorism Act and other related legislation covers key areas:

Anti-Money Laundering (AML)
AML Regulatory Requirements
AML Risk
AML Training and Development
Customer Due Diligence
Suspicious Activity Reporting
Anti-Bribery

Why Compliance Matters

Non-compliance can lead to hefty penalties. Failing to register with a redress scheme. AML breaches can result in unlimited fines. In more serious cases they can result in imprisonment, after a criminal conviction. Protect your business and reputation by ensuring you're compliant using our expert compliance consultants.

Benefits of Compliance Audit for Estate Agents:

Identifies weaknesses: Pinpoints areas needing improvement.
Reduces risk: Helps avoid costly fines and legal issues.
Saves time: Streamlines your compliance efforts.
Cost-effective: Outsourced compliance is often more affordable than hiring a dedicated team.
Expert support: Benefit from the knowledge of our specialist compliance advisors.

Estate Agency Complaince - JW Risk Management